COLLECTIVE INVESTMENT UNDERTAKINGS

We advise our clients from the birth of the undertaking for collective investment on subject matters relating to the ordinary day-to-day activities of the entities to the most complex transactions and legal consultations, for which we are in constant contact with various public and private entities of the sector, to complement the legal perspective with the practical and real focus of the sector and the various new developments affecting it.

In particular, the firm has extensive experience in advising foreign entities, working in a recurrent manner with the most important fund managers from Europe and the United States, thus making us a leading firm in this area. We have the necessary knowledge and contacts to guide the client in its process of establishing itself in Spain from the onset.

Our advice includes, inter alia, the following services:

  • Incorporation and authorization by the Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores) of management companies of undertakings for collective investments and mutual funds and investment companies, and advice on regulatory compliance.
  • Registration in Spain of branches of management companies of foreign undertakings for collective investments and advice on regulatory compliance.
  • Registration in Spain of foreign companies and mutual funds and advice on regulatory compliance.
  • Representation before the Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores) of foreign companies and mutual funds.
  • Advice and resolution of consultations on all subject matters related to the marketing of shares and units of undertakings for collective investments in Spain, including the negotiation of distribution and other agreements, the review of all types of marketing and advertising materials, consultations to the Spanish Securities Market Commission (Comisión Nacional del Mercado de Valores), etc.
  • Study and issuance of reports and legal opinions on various matters related to undertakings for collective investment.